Broker Check
Michael J. Stern

Michael J. Stern

Michael J. Stern joined Hollis M. Lamon in 1991 to form Lamon and Stern.  Mr. Stern graduated with honors from Tulane University with a BA in 1974.  He has the series 7, 24 and 63 securities licenses and oversees the correspondent brokerage relationships and all compliance and regulatory issues for the broker dealer.  He has been and continues to be an arbitrator for FINRA, the Financial Industry Regulatory Authority.  Mr. Stern is an industry arbitrator and serves on both customer and industry related dispute panels.  He has acted as sole arbitrator on smaller disputes.

Mr. Stern handles soft dollars and in compliance issues set forth by the SEC and FINRA.  He works with hedge funds and money managers to assist them in this arena.  Mr. Stern also is a guest lecturer on "Being an Entrepreneur" at the University of Georgia  in Athens.

Mr. Stern is also Vice President of Strategic Advisors, an affiliate registered investment advisor firm with Lamon and Stern.

He has been married to Merrill for 30 years and has twin daughters, Jenny and Lisa.